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STAKEHOLDER PENSIONS

EMPLOYERS | INDIVIDUALS | CHILDREN | EXPATRIATES

A Stakeholder Pension is a new style of low cost, flexible Personal Pension Plan which was introduced at the behest of the Government and became available from a number of Pension Providers in April 2001. It has the benefit of tax relief on savings of up to £3,600 each tax year and it doesn't matter whether you have a source of income or even pay tax! Individuals who have a source of earned income may be able to invest more than £3600 subject to age and proof of earnings.

In order to comply with Stakeholder rules, there are no initial charges, no exit charges, and no penalties for increasing, decreasing or suspending contributions. The only charge allowable is a maximum of 1% per annum of the value of the fund. The minimum contribution is just £20!

A Stakeholder Pension Plan is normally available to anyone who is a UK resident and under the age of 75. It can also be taken out by individuals who are members of their Company Pension Scheme and allowed to run alongside it as long they are not controlling directors or earning more than £30,000 per annum.

Stakeholder is therefore seen as a direct competitor to Additional Voluntary Contribution (AVC) Schemes on the basis that charges may be lower and also because it can provide a tax-free lump sum of 25% of the fund which is not available with an AVC or a Free Standing AVC (FSAVC).

A Stakeholder Pension can also be taken out as a tax efficient investment for:

  • Children/Grandchildren - with contributions paid by Parent/Grandparents
  • Non-working spouses - with contributions paid by the working spouse
  • People who have already retired
  • Carers
  • Expatriates - who may contribute to plans for family members who are still resident in the UK

Stakeholder pensions will also affect you if:

  • You run a business with 5 or more employees (including the Directors)
  • You are an employee with no company pension scheme
  • You are self-employed

Employers who do not provide satisfactory alternative arrangements must provide access to a Stakeholder Pension Scheme by the 8th October 2001 or FACE FINES! - See 'A Guide for Employers'

 

EMPLOYERS

If you simply want to avoid fines and formally designate (choose) a Stakeholder Pension Plan, you must, before 8th October 2001, do the following:

1. Consult your employees first and advise them that you are about designate a Stakeholder scheme.

Download a sample letter to give to your employees

2. Complete a Designation Form and return it to us.

Download a Designation Form

3. We will then send you a Certificate issued by your chosen Stakeholder Pension provider confirming your designation. You should then be fully compliant with the legislation.

Employers are not required to contribute to Stakeholder but must provide a payroll deduction facility to collect employee's own contributions and pay them to the Stakeholder provider.

If you want chapter and verse on Stakeholder Pensions you can obtain further information from the following links:

Nigel Bourke & Co can provide independent advice to both Employers and individuals on this subject.

 

INDIVIDUALS

As long as you are under age 75 and UK resident, you can have a Stakeholder Pension and automatically benefit from basic rate Income Tax relief, which will be added into the plan on your behalf. The plan is ideal for the employed, the self-employed, children, housewives, carers and almost any individual who wants to build up funds in a tax efficient manner. The planholder can have access to the benefits at any time between the ages of 50 and 75 which can be taken as a tax free lump sum of upto 25% the fund plus an income for life. The income is assessable to Income Tax in the normal way.

The availability of tax relief at source means that if you want to invest the maximum of £3600 per tax year the actual cost to you will be only £2808. The balance of £792 is paid to the pension provider by the Inland Revenue on behalf of the planholder. If you prefer monthly contributions the maximum monthly payment if you need to stick to the £3600 limit is £234 net, which would be topped up by a further £66 to £300 by the Inland Revenue.

You may be able to contribute more than £3600 if you have a source of earnings subject to age and proof of those earnings. The maximum contribution allowed is 40% of earnings for individuals aged 61 or over at the start of the tax year.

If you are self-employed, contributions to personal pension arrangements are now made net of basic rate tax relief. If you are a higher rate taxpayer at 40%, you can claim the additional 18% tax relief through your self-assessment form.

The benefits can be taken once the planholder has reached their 50th birthday and, under current rules must be taken by the age of 75 at the latest. This upper age may be subject to change in the future.

If the planholder is already over 50, then it is possible to pay a contribution and to take immediate benefits. For example, if a male aged 55 were to make a contribution of £2,808 in March and a further contribution in April, i.e. in two separate tax years he would have invested a total of £5,616 net of tax potentially within the space of a month. The taxman would top up each contribution to £3,600 bringing the gross amount invested for the planholder to £7200.

Assuming that there were to be no growth on the underlying investment, he could take a tax-free lump sum of 25% of the fund value i.e. £1,800 immediately. The remaining £5,400 must be used to provide a lifetime income by buying an annuity. At June 2001 rates this would provide an income of approximately £400 a year gross, guaranteed for life. If the tax-free lump sum of £1,800 is deducted from the total net of tax contributions of £5,616 the effective net cost of producing this income is only £3,816. This represents a return in the region of 10.5% per annum guaranteed for life! This example assumes only two contributions. The amounts would be significantly enhanced if contributions are paid over a longer term and the fund grows in value!

If you already have a Personal Pension Plan, you may want to ensure that your provider has lowered its charges to match Stakeholder Schemes and consider redirecting your contributions if this is not the case. You should take into account any penalties which may be incurred for stopping the contributions including the potential loss of any loyalty bonuses which may apply in the future.

If you are already a member of a company pension scheme, you may still be eligible to contribute to a Stakeholder Plan at the same time as long as you are not a controlling director or earning more than £30,000 per annum. You can even contribute to an AVC or FSAVC at the same time!

Click here for a personal quotation

Click here to download an application form

 

EXPATRIATES

As a low cost alternative to expensive offshore investment plans, if you have a spouse or family resident in the UK, you may prefer to contribute to the new style Stakeholder Pension Plan on their behalf and still obtain tax relief. The tax relief of up to £792 per annum is paid into the plan on behalf of the planholder even though, as the person paying the contributions, you are a non-taxpayer and living outside the UK. It also doesn't matter whether the planholder pays tax as long as they are under the age of 75 and UK resident!

This means that, as an expatriate, you could pay up to £2,808 per annum for each of your family members. Since there does not need to be any commitment to make on-going future contributions you could decrease or even miss future payments without any penalty whatsoever. There are no charges to set up the plan and no exit charges. The only charge which can be levied is a maximum of 1% per annum of the fund value. A plan can be established for as little as £20!

As a result of recent changes in legislation, it is now possible for us to set up a Stakeholder Pension Plan for you electronically without the need to complete and sign an application form and Direct Debit Mandate. A simple on-line form is all that is required. However, this can only be done once we have sent a personal illustration to you and you have confirmed to us that you want to proceed.

Click here for a personal quotation

 

CHILDREN

For the first time ever it is now possible for a child to invest in a Pension Scheme. Anyone can open a Stakeholder scheme on behalf of a child, but until the child reaches the age of 18, the child's parents or legal guardians are responsible for the plan.

A Stakeholder Pension opened on a child's behalf offers exactly the same features as those available to adults;

  • Minimum contribution level is £20
  • Payments can be made as and when you choose either monthly, annually or as single premiums.
  • The provider's charge is restricted to 1% or less per annum of the fund value.
  • There are no initial or exit charges or transfer penalties
  • Money is locked into the scheme until the planholder i.e. the child is at least 50 years old.
  • Children are entitled to tax relief of up to £792 per annum on the pension contributions which is added into the plan.
  • The fund growth will be free of all personal income and capital gains taxes.

Inheritance Tax Mitigation

Grandparents who are keen to give money to Grandchildren can now pay into a Stakeholder Pension Plan for them and allow the child to enjoy a generous tax break. Like other forms of investment plan, the pension can be used by Grandparents to avoid Inheritance Tax on the basis that regular contributions may be treated as normal expenditure out of income. If so the grandparent would still be able to use their annual Inheritance Tax exemption in addition to the Stakeholder contribution.

As a general example, if contributions of £2808 per annum net of tax were made on behalf of a child from birth to the age of 18 and no further contributions were made thereafter, at the age of 60 a child could look forward to a possible fund value of £1.3m (assuming a growth rate of 6% per annum net of charges) which would allow the child to take a tax-free lump sum of £325,000 plus a lifetime pension in the region of £60,000 per annum - all for a total net outlay of £50,544 over 18 years.

Click here for a personal quotation

 

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